-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKHoCn18WTFV5DV9+wMVlut0HBLaNN3jyGV78q14SdAcZlTIIURZWoZ2VdNjdFXJ T96lI58Mr9RcqLaXDpd4uA== 0000950134-05-002568.txt : 20050210 0000950134-05-002568.hdr.sgml : 20050210 20050210143651 ACCESSION NUMBER: 0000950134-05-002568 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050210 DATE AS OF CHANGE: 20050210 GROUP MEMBERS: INVESTAR BURGEON VENTURE CAPITAL INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPLINK COMMUNICATIONS INC CENTRAL INDEX KEY: 0001022225 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770411346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60061 FILM NUMBER: 05592376 BUSINESS ADDRESS: STREET 1: 3469 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084330606 MAIL ADDRESS: STREET 1: 3475 NORTH FIRST ST. CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG KUO WEI HERBERT CENTRAL INDEX KEY: 0001192171 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O MARVELL SEMI CONDUCTOR INC STREET 2: 700 FIRST AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 f05647sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

Oplink Communications, Inc.


(Name of Issuer)

Common Stock, par value $0.001


(Title of Class of Securities)

68375Q106


(CUSIP Number)

December 31, 2004


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        þ Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).



Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Page 1 of 7 pages


 

             
CUSIP No. 68375Q106

  1. Name of Reporting Person:
Herbert Chang
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) þ  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Taiwan

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
707,917

6. Shared Voting Power:
14,480,211

7. Sole Dispositive Power:
707,917

8.Shared Dispositive Power:
14,480,211

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
15,188,128

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
10.15%

  12.Type of Reporting Person:
IN

Page 2 of 7 pages


 

             
CUSIP No. 68375Q106

  1. Name of Reporting Person:
InveStar Burgeon Venture Capital, Inc.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) þ  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Cayman Islands

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
0

6. Shared Voting Power:
10,606,096

7. Sole Dispositive Power:
0

8.Shared Dispositive Power:
10,606,096

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
10,606,096

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
7.12%

  12.Type of Reporting Person:
CO

Page 3 of 7 pages


 

Item 1.

  (a)   Name of Issuer
Oplink Communications, Inc.
 
  (b)   Address of Issuer’s Principal Executive Offices
46335 Landing Parkway
Fremont, California 94538

Item 2.

  (a)   Name of Person Filing
Herbert Chang
InveStar Burgeon Venture Capital, Inc.
 
  (b)   Address of Principal Business Office or, if none, Residence
Room 1201, 12F, 333 Keelung Road
Taipei, Taiwan

           
  (c) Citizenship    
    Herbert Chang:   Taiwan
    InveStar Burgeon Venture Capital, Inc.   Cayman Islands

  (d)   Title of Class of Securities
Common Stock
 
  (e)   CUSIP Number
68375Q106

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

     Not applicable

Item 4. Ownership.

     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

             
(a)
  Amount beneficially owned:        
  Herbert Chang     15,188,1281  
  InveStar Burgeon Venture Capital, Inc.     10,606,096  
             
(b)
  Percent of class:        
  Herbert Chang     10.15 %
  InveStar Burgeon Venture Capital, Inc.     7.12 %


1   Includes (i) 707,917 shares issuable upon the exercise of options exercisable within 60 days of December 31, 2004, (ii) 10,606,096 shares held by Investar Burgeon Venture Capital, Inc., (iii) 1,129,875 shares held by InveStar Dayspring Venture Capital, Inc., (iv) 1,950,227 shares held by InveStar Excelsus Venture Capital (Intl), Inc. LDC, and (v) 794,013 shares held by Forefront Venture Partners, L.P.

Page 4 of 7 pages


 

  (c)   Number of shares as to which the person has:

             
(i)
  Sole power to vote or to direct the vote:        
  Herbert Chang     707,917  
  InveStar Burgeon Venture Capital, Inc.     0  
             
(ii)
  Shared power to vote or to direct the vote:        
  Herbert Chang      15,188,128  
  InveStar Burgeon Venture Capital, Inc.      10,606,096  
             
(iii)
  Sole power to dispose or to direct the disposition of:        
  Herbert Chang     707,917  
  InveStar Burgeon Venture Capital, Inc.     0  
             
(iv)
  Shared power to dispose or to direct the disposition of:        
  Herbert Chang     15,188,128  
  InveStar Burgeon Venture Capital, Inc.     10,606,096  

Item 5. Ownership of Five Percent or Less of a Class

     Not applicable

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

     Not applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

     Not applicable

Item 8. Identification and Classification of Members of the Group

     Not applicable

Item 9. Notice of Dissolution of Group

     Not applicable

Item 10. Certification

     Not applicable

Page 5 of 7 pages


 

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

         
 
      February 3, 2005
 
     
 
      Date
 
       
 
      /s/ Herbert Chang
 
     
 
      Signature
 
       
 
      Herbert Chang
 
     
 
      Name/Title

Page 6 of 7 pages


 

Exhibit A

JOINT FILING STATEMENT

     Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.

     Dated: February 3, 2005

Herbert Chang

By: /s/ Herbert Chang                    
Name: Herbert Chang

InveStar Burgeon Venture Capital, Inc.

By: /s/ Herbert Chang                    
Name: Herbert Chang
Title: Secretary

Page 7 of 7 pages

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